| Our country enacted the"The management way of securities investor protection fund"in 2005, and established an independently operational Investor Protection Fund Company on the basis of the way. However, it isn't practical in these documents about Investor Protection Fund which were established hurriedly. To handle the problems about the aspects of compensation system we still need refer to the documents which were established before the Protection Fund System. While these Protection Fund System in light of the documents which is the outcome of administration intervening is an obvious transition. this article, combining the present actuality of our country's securities legal system, discusses the concrete Compensation System of Protection Fund in deep, on the basis of comparing the difference of many countries'Protection Fund Compensation System and probing into the system forming-causes, and aims to pave a load for setting up the rationalization, systematization Protection Fund Compensation System in Our country. The thesis is comprised of eight parts:Part one: Introduction. This part gives a simple introduction of the establishment background, basic concepts, features and basic functions of Protection Fund Compensation System.Part two: Issues relating to the raising of Securities Investor Protection Fund. This part firstly introduces the principle of raise and then makes a general inspection of the fund-raise, followed by introducing the relevant provisions of China through a comparative analysis of our evaluation of the existing system. At the end it brings up some suggestions about the system of the Securities Investor Protection Fund sources.Part three: issues relating to the operation model of Securities Investor Protection Fund. First of all, this part makes a simple inspection of the system. Operation mode is divided into independent mode and the subsidiary model. Through a comparative analysis of two models, it introduces the mode we have established and make an evaluation of our existing system. Finally it puts forward the suggestions about improving our related system.Part four: Issues relating to the compensation of Securities Investor Protection Fund. This part firstly makes a general inspection of the system and introduces the compensation ways we have established. Then it analyses the existing system combined with the practice. Lastly it brings up the idea about the construction of the related systems in our country.Part five: Issues relating to the compensation objects of Securities Investor Protection Fund. This part firstly reviews the system generally and introduces the rules in our country. Then it analyses our existing system. Lastly it brings up the improved suggestions about the system of the compensation object of Securities Investor Protection Fund in our country.Part six: Issues relating to the compensation ranges of Securities Investor Protection Fund. This part firstly reviews the system generally. It introduces the principles of quota payments and balance interests of Securities Investor Protection Fund, and the relevant system in our country. Then it makes an analysis of our exiting system. Lastly it brings up some suggestions about how to improve our system. Part seven: Issues relating to the priority of Securities Investor Protection Fund. It firstly makes a general inspection of the system. Then it points out the problems in our country. Lastly it brings up the relevant suggestions about how to improve the system of the priority of Securities Investor Protection Fund in our country.Part eight: Conclusion. This part is a summary on the whole thesis. We should establish a consummate system which can be adjusted to the fields of the Securities Investor Protection Fund, and to protect the interests of small investors.
|
PDF Full Text Request