The Legal Study On Constructing Financial Regulatory Coordination Mechanism

On March 6, 2003, the third session of the 10th National People's Congress adopted the State Council institutional reform program, the establishment of Bank Regulatory Commission, to achieve the separation of Central Bank's monetary policy and banking supervision functions. On April 29, 2003, with the CBRC official founded, banking, securities, insurance -- the "separate operation and separate supervision" framework of Chinese financial industry has been established. However, there would be a lot of efforts to improve the financial control system. Based on the principle law on constructing harmony mechanism between the People's Bank and the three financial regulatory agencies, between the monetary policy and finance supervision, the constructing mechanism is still not perfect. However, many specific issues of financial problems still need settlement in a timely and effective way. It has direct impact on the efficiency of financial control and financial risks. With the continuing development of financial integration and globalization, it is the general trend that we should found full cooperation of global harmony regulation. China need to establish a high-level, domestic, international finance regulatory mechanism to coordinate domestic and international finance supervision. So how to carry out the legal prescript through kinds of ways is of great theoretical and practical significance.The content of the thesis is arranged to be divided into six parts. Partâ… has focused on basic theoretical issues above solving the finance supervisory and regulatory coordination; Based on research of existent finance regulatory system, Partâ…¡has focused on proposal of existing potential risks in the lack of finance supervision mechanism; After reviewing the existing finance regulatory coordinated foundation which is non-institutionalized, Partâ…¢has put forward inquire on domestic finance regulatory coordination and analysed the problem; Partâ…£has analysed the development of intermedial institutions which is the object of finance regulatory coordination ; Referring to foreign experience in developed countries, Partâ…¤and Partâ…¥has given detailed expatiation on the establishment of domestic finance supervisory mechanism. Besides, it has made comprehensive plan on establishing finance supervisory mechanism, introduced the content of coordination for finance supervision and finance controlling mechanisms to coordinate the contents of it.There are kinds of research methods in the thesis, such as comparative study of the use of this integrated, empirical studies. There is economic analysis and legal analysis above coordination mechanism for finance supervisory. On the basis of analyzing, the thesis has proposed that, it was urgent to establish coordination mechanism matching existing finance supervisal mechanism.