Research On Financial Risk Management In XX Securities Company

With the development of China’s securities market, the securities companies have also been developing rapidly. Under the influence and restriction of all aspects, some problems occurs on the Operation and management, it also causes the risk feature of the securities companies on the current stage. As the High-end industry of the financial sector, it will face on many more risks, as like, Policy, Industry competition, operation and so on, then those risks finally will have to transform into one financial risk, and bring more troubles. So, how to deal with the changing of market, how to strengthen the construction of their own financial risk management system, those problems will have to be considered for securities companies.This paper will use XX Securities Company as the object of study, through analyzing the basic characteristics and main source of the financial risks, to make out the major financial risk point, financial risk management system of the status quo and causes of financial risk that face currently. Combined with the advanced financial risk management theory and mature financial risk management experience to provide targeted recommendations to perfect financial risk management system of XX Securities Company and other enterprises with the same problems.The innovation of this paper is that, according to the causes of the special characteristics of the XX Securities Company’s financial risk, it will give some insights to perfect XX Securities Company’s financial risk management building.From the aspect of research method, this paper begins with the concept of financial risk and characteristics description, and then describes the sources of financial risk in securities companies in China. By using XX Securities Company as an example, this paper points out its existed problems and directions for improvement by analysis the causes and status of the financial risks and the main risk point of this company, which uses specification research combined with example research as research methods. Three selected industry representative securities companies are compared horizontally in the paper. The financial risk indicators of XX Securities Company are analyzed by a large number of specific data.The paper consists of an introduction and four chapters. The research background, significance, literature review, research ideas and framework are introduced in the introduction chapter. The second chapter gives an overview of the financial risks in securities companies, which focuses on the characteristics and major source of them. The third chapter analysis the financial situation and major risk point of XX Securities Company though comparing its key financial indicators and related data. In the fourth chapter, the current situation and the causes of the financial risk management in XX Securities Company are analyzed. The last chapter put forward concrete proposals to improve the financial risk management.