The Study Of Risk Management Of GX Securities

Due to the rapid change of the revolution of science and technology and the rapid development of market environment,the securities company's business environment is getting more and more unstable,more and more risk factors has been brought,also they facing more fierce competition and more serious challenges for survival.At present,the domestic capital market is out of line with the real economy,and the related system of capital market is not perfect.The shift in current economic slowdown background,the securities company fails to make full use of social resources reasonable allocation of capital,not give full play to the role of capital market on the real economy;industry over reliance on the protection of the licence,innovation and research and development ability is insufficient;compared with the developed countries,the slow development of financial derivatives in the domestic capital market.In this market environment,the securities company's earnings and risk management are faced with enormous threats and challenges,and financial risk management has become the core issue of the securities company's operation and development process.In this paper,GX securities company as the research object,divided into five parts of the company's financial risk management research.This paper first describes the background and significance of the research,at home and abroad on the securities industry and other sectors of the internal control,the related model and measures of financial risk early warning and control of financial risk are collated and summarized,put forward the research idea and research method of this paper,and introduces the research content and framework.Then it focuses on the theories related to the research contents of this paper are described,clarifies the basic concept,discusses the relationship between financial risk and other risks,puts forward the basic mode of financial risk of securities companies the main form and financial risk management system.Again describes the overview of GX securities cmpany,such as business performance,revenue structure,human resource structure,analyzes the current situation of GX securities company's financial risk management,points out the existing work of GX securities company's financial risk management in the problem,and analyzed the reasons behind the problem.Then the design of financial risk management system of GX securities company,the basic idea of the financial risk management,financial risk from the financial risk identification,early warning,prevention of financial risk,financial risk and recovery of corporate governance and financial operation mechanism six aspects designecd improved financial risk management system of GX securities company.Finally put forward the measures and proposals on financial risk management system of GX securities company,gives the current situation of GX securities company the implementation measures of financial risk management system of GX securities company,and puts forward the suggestion of financial risk management system.Based on the GX securities company's basic situation and financial risk management status of research,and put forward a set of the company and its industry and its own conditions to adapt to the financial risk management system.Financial risk management system expectation is proposed in this paper universal in the securities industry,can provide some reference for other security company,the securities industry overall help improve financial risk management c apabilities,to contribute to the healthy development of China's capital market.