Research On Financial Risk Management Of Caitong Securities Company

China's financial market is in the stage of rapid development.As a service provider of financial market,the securities industry is very important to the development of financial market.China's securities companies have been expanding to a large scale so far.Since 2017,China's supply-side reform has been further developed,and monetary policy has remained stable.With the increase of US dollar interest rate and economic deleveraging,the central bank has made flexible adjustments to the financial market by using a variety of monetary policies in order to maintain a tight balance in the financial market.Securities companies also need to follow the new policies to make transformation.As we all know,business transformation will bring new risks.It is a challenge as well as an opportunity that how to smoothly realize the upgrading and transformation of securities companies and accelerate innovation-driven promotion for the development of domestic financial market and securities industry.The relevant financial risk management theories and research methods as well as the financial risk evaluation of securities companies are sorted in this dissertation.Then the financial risk of Caitong Securities Company is identified.Initially,the risk of Caitong Securities Company is identified,and the financial risk indicator is further identified according to the securities industry standards.The model of financial risk evaluation is constructed.The financial and non-financial indicators are both used in this dissertation.The non-financial indicators are assigned by using the fuzzy comprehensive evaluation method and the financial risk of Caitong Securities Company are evaluated generally by using the improved efficiency coefficient method.Finally,the optimized measures are presented according to the evaluation results.Establishing the awareness of overall risk,building a system for the financial risk and strengthening the investment management system are suggested.Also,the solvency risk and the risk carried by non-financial indicators should be focused on.