Research On Corporate Governance Issues And Countermeasures Of A Company’s Before Listed In NEEQ

In China, the number of Small and Medium Enterprises(SMEs) are numerous, accounting for over 99% of the total number of enterprises, occupies a pivotal position in the national economy. SMEs are an important part of our economic system, it is an important driving force of economic growth; SMEs provide a large number of employment opportunities that is an important foundation for social stability; SMEs Promote the development of local economic, it’s an important sources of local fiscal revenue; and Small and Medium Enterprises are mostly scientific and technological innovation, is an important carrier of scientific and technological progress. Therefore, Sustained and Healthy development of SMEs is a significant impact for China’s economic growth. Although, In the rapid development of SMEs also have a variety of problems, especially financing problems are more prominent.National Equities Exchange and Quotations(NEEQ)is commonly known as the "New Three Board", It is the result of the State Council approved the establishment of a national securities market, As an emerging capital market, It provides a platform of equity financing for a large number of Small and Medium Enterprises. Although the listing compared to the motherboard and the GEM,Listing threshold of the NEEQ is lower, listing conditions reporting process is relatively simple that has a strong appeal for SMEs, but many of our SMEs themselves have various problems, that was refused by NEEQ.In the listed conditions of NEEQ, It clearly stated: "Enterprises must have a sound of Management Structure and standard operation", But in early stage of development,The most of SEMs are lack of personnel, the system is imperfect, the operating is not standardized, So, There is a widespread problems in corporate governance. On the basis of a company’s due diligence that is a new energy companies proposed listing on the NEEQ. After in-depth research and analysis by enterprise’s actual situation and relevant information, we found the company has the problems that are presence of equity excessive concentration, the controlling shareholder funds used, organization set insufficiency, lack of internal control system, and other issues of corporate governance in front of NEEQ listingThis paper mainly uses the literature research, scientific research methods case studies and qualitative analysis method, based on has been successful in NEEQ listed companies, solutions to the above problems, the A company presence in corporate governance issues countermeasures in preparation for in the NEEQ listed SMEs provide some reference scheme to solve the problem.