Research On The Transformation Of Securities Brokerage Business

With the rate of commission of securities brokerage business continued to decline,the off-site account and one person households open,especially the Internet cross-border financial integration under the new situation,the securities company management thinking of old to keep up with the development of securities brokerage business of the securities company's main source of income,the homogenization of competition phenomenon and no big change,the securities brokerage business in the management structure,customer account management,funds and information security,information technology construction,information disclosure and risk disclosure,investors appropriate sex education and the needs of the reality has lagged behind,and the relevant regulatory measures and evaluation mechanism is also an urgent need to improve the securities brokerage business transformation is the primary problem that the securities industry can not be avoided.However,the most important weight business segment of the securities company plays a crucial decisive role in the market position and comprehensive strength of the securities company.The securities brokerage business transformation has achieved consensus,but in what direction transformation,how to transition is still in continuous exploration,through systematic theoretical research on issues related to the transformation of the securities brokerage business,securities brokerage business management status analysis,summed up the foreign securities brokerage business transformation experience,points out the bottleneck of development the current Internet Financial brokerage industry trend,and puts forward some concrete measures for the securities brokerage business transformation in China,to provide a scientific reference for the establishment of suitable conditions of Chinese Internet financial securities brokerage system.This paper first introduces the research background and significance,elaborated the core problem--the necessity of securities brokerage business transformation and restructuring,the domestic and foreign literature and related theories were reviewed,summarized the framework of this study,the main contents and research ideas and methods.Next,the related concept of brokerage and transformation of securities in our country have defined the relevant theory of the domestic and foreign securities brokerage business,and then combined with the current situation,the securities brokerage business in China's transformation of the environment and the existing problems,analysis of some of China's securities companies brokerage business transformation case,on which there is the problems and experience were expounded and analyzed,the Countermeasures for reference later in this article for the securities brokerage business transformation.In the foreign experience,using empirical method to show the United States,Britain,Canada,brokerage business transformation characteristics,its purpose is to the securities brokerage business transformation on the successful example to analyze,examine special track to the overseas research on Internet securities brokerage business,summarized their characteristics,summed up the transformation of China securities brokerage business of the securities firm the enlightenment.Finally,according to the securities brokerage business transformation principle,from the construction of the securities brokerage business transformation of the business architecture,perfect customer management system,the securities brokerage business information technology securities brokerage business transformation,to create a performance appraisal system,improve the securities brokerage business of securities brokerage business risk control system in five aspects for the securities brokerage business of the securities firm I in the transformation of the countermeasures and suggestions.This chapter is the foothold and destination of the full text,and gives some countermeasures for the transformation and upgrading of securities brokerage business.