The Research On Asset Custody Of A Securities

With the gradual improvement of China's financial market,the asset management industry has also witnessed a substantial increase in the types of business,which plays an active role in stabilizing the financial market and avoiding the risk of asset management.Asset management is one of the fastest growing areas in the financial market,which involves a large number of investors and a large scale of assets.Asset custody business is that the asset custodian accepts the entrustment of the manager and the principal,keeps the financial assets managed by the asset manager and provides value-added services such as fund clearing,valuation accounting,investment supervision and information reporting,so as to prevent the various risks of the entrusted assets.Asset custody business is an accompanying industry in the field of asset management.It can solve all kinds of risks in asset management due to information asymmetry and other factors.It can effectively protect the integrity of assets and safeguard the interests of investors and asset managers.A Securities Co.Ltd.is a securities company incorporated in May 2003 with the approval of China Securities Regulatory Commission.A Securities Co.Ltd has been profitable for 14 consecutive years,has been consistently innovative in Wealth Management,Asset Management,Investment Banking,Private Equity Analysis,Internet Finance and International M&A.A Securities currently has the qualifications of commissioning,securities trading and settlement of open-ended securities investment funds.It is one of the 45 pilot sponsors of the split share reform approved by the China Securities Association,and has completed the joint stock reform in 2015.Based on the theory of asset trusteeship and the actual working conditions of A Securities Company,this paper analyses the development of A Securities Company's trusteeship business,and finds out that A Securities Company has some operational problems such as poor business ability and influence,lack of professionals,less value-added services,and legal and policy risks,operational risks,business system risks,system construction risks,etc.Risk issues.In order to solve these problems,this paper puts forward a series of measures,such ashighlighting value-added services,building risk control system,strengthening internal control management,and systematically combing and perfecting business operation process.Combining theory with practice,this paper clearly expounds the development of the trusteeship business of A Securities Company to the readers,points out the prospects and suggestions for its development,which has certain reference significance for the development of the trusteeship business of A Securities Company.