On The Legal Supervision Of Financial Holding Company

This dissertation mainly focuses on the financial holding company and its legal supervision by theoretical and positive analyzing method. In order to properly transplant the supervision experiences from advanced countries in this area, give some suggestions for our legal supervision by vertical and horizontal comparing both the traditional and different foreign financial supervision on financial holding company, doing researches on the may-occurrence common points from legislative and practical view. Meanwhile, adopt the economic analyzing method to further discuss how to build a legal framework to well supervise these financial holding companies, which could get closer to the joints for maximize financial safety and efficiency.There are six chapters in this dissertation with more than 60,000 words, except the preface and afterward.Chapter 1 mainly defines the definition and judicial character for the financial holding corporation; with detailed demonstration the factors for its coming and development both form inner part and environment.Chapter 2 focuses on the challenges to the traditional supervision frame from financial holding company by analyzing the reason why it needs supervision. Financial holding company challenges our traditional supervision with organizational pattern, in some extent calls for reallocation of supervising power to crack the problems and risks brought by the special diversified organization in financial holding company.Chapter 3 deals with several basic elements on financial holding company's judicial supervision, like contents, necessities, theoretical foundations, supervision principles and goals.Chapter 4 demonstrates the main content for financial holding company's judicial supervision in detail. As a new type of financial institution, financial holding company is the outcome of financial creation...