Legal Thoughts On China's Futures In Speculative Trading And Risk Regulatory Regime

Future speculation and its risk monitoring system the main content of our country' future marketing regulation law.On the base of clearing the concepts of future speculation exchange,future speculator,risks and monitoring system,the article analyzed the theory and basis of the future speculation exchange and its risk monitoring system,compared the future marketing monitoring system and law of the US and UK,systematically summarized the management system and system mode which can be learned by our country,commented the deficiency of our country's monitoring and regulation to the future marketing and the future speculation exchange by dividing three phases and proposed advices of constructing efficient future speculation exchange law regulation system. The whole paper is divided into four parts:Chapter 1,the part is about future speculation exchange and risks. Firstly,the content,function and categories of the future speculation are cleared,the economic principle angle of capital division of labor and market spirit are pointed out,the relationship of the future speculation and future market is analyzed,and the theory basis of future speculation and risk monitoring are strengthened.Chapter 2,the part is about theory analysis of future speculation risks legal monitoring system.The paper discussed the future speculation category,objectiveness of market risks and the special roots of legal monitoring,introduced the main system of future speculation risk monitoring in detail,and proposing the principle and goals of our country's future speculation exchange monitoring circulation. Chapter 3,the part is about comparison of other countries' future speculation exchange risk legal monitoring system.The paper analyzed and compared the future speculation exchange risk legal monitoring system and regulation in detail,and analyzed the international tendency and common view of future market legal monitoring system furthermore through analyzing the risk affaires of international future speculation exchange.Chapter 4,the part is about the layering analysis of our country's monitoring system.From analyzing the problems appeared during the future market and speculation monitoring process,this paper pointed out the Inadequate of the monitoring.And from the angle of knowing the theory and strengthening inner sharing management and the industrial self-discipline,this paper proposed the advices about constructing complete future speculation exchange monitoring legal system,which adapting to the market changing tendency,and realizing the final across from execution regulation to law.