Study Of Foreign Banks Operating Risks, Regulatory Legal System

China fulfilled WTO commitments at the end of 2006, promulgated the "Regulations of the PRC foreign banks" and "The PRC Regulations Rules for the Implementation of foreign banks", which means that China has fully liberalized its banking sector, more and more foreign investment Banks formally came into China's financial system, they has become a part of China's banking sector which can not be ignored.Large-scale entry of foreign banks has increasing impact on the development of China's banking industry. On the one hand is that it bring about the development of China's domestic banking sector, promoting the internationalization of China's financial industry, prompting domestic banks to learn advanced technology and management experience from foreign banks , improving the competitiveness of China's domestic banking sector, but also brought certain negative effect , due to China's financial management system is still relatively immature, and a variety of management tools are not perfect, if their business risks have not been effectively monitored, it will affect China's financial market stability, it will also affect China's financial system . The purpose of this paper is to improve the supervision to operational risks of China's foreign banks, including an overview of the operational risks of foreign banks, foreign banks operating risk supervision of the legal system, China's foreign banks operating and regulatory status of the operational risks and so on, its purpose is to make some my suggestions and comments to perfect China's foreign banks investment risk-control legal system,The framework of the main part of this thesis is arranged as follows:The first chapter introduced the operational risks of foreign banks ,which aimed at discussion of China's foreign-funded banks risk control involves the basic question of the operational risks of foreign banks control laws lay the foundation for the analysis of the problem. First discussed is the concept of foreign banks to produce and manifestations, trends, discussed on this basis, the operational risks of foreign banks and their control measures. Thus, this part is the basis of analysis.Chapter two is about the discussion of supervision to foreign banks operating risk of domestic and international legislation and the development trend of China's foreign bank supervision of operational risks, it provides a theoretical legal basis for the operational risks of China's foreign bank supervision policy and legislation, it also provide improved reference standard. Begin with the supervision of foreign banks operating risk of the necessity of the rule of law, on this basis, comparison and analysis of the supervision of foreign banks operating risk of domestic policies and legislation, and selected two more representative of the country, most developed country the United States and newly developed countries South Korea, introduced their domestic legislation. And discusses the operational risks of foreign banks in major international multilateral supervision of the evolution of legislation and trends. This is the second chapter of the basic analysis of the follow-up analysis.The third chapter introduces the operation of foreign banks in China and the development status of foreign-funded banks in China and then discusses the possible operational risks shows that foreign-funded banks in China the need for risk control, and presentation and analysis the supervision of operational risks of foreign banks in China, including the supervision operating risk of legal and regulatory means to foreign banks in China and analysis of the status of policy and legislation, and reviewed the legal system and institutional settings , in order to put forward a sound business risks of China's foreign bank supervision legislation and the means lay the foundation for recommendations.Chapter Four discussion is based on the first three chapters, the operational risks of foreign banks in China's legal system building supervision of the direction of development and improvement of the operational risks of China's foreign bank supervision legislation, foreign banks operating risk from our supervision of the construction of the law, supervision of operational risks of foreign banks in China specific legislation, China's regulatory agencies of foreign banks operating risks and regulatory mechanisms, and supervision of foreign banks in cross-border cooperation mechanism is put forward his proposals.