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The Legal Protection Of Investors’ Interests In Securities Companies’ Withdrawal Mechanis

Posted on:2014-01-22Degree:MasterType:Thesis
Country:ChinaCandidate:P P HanFull Text:PDF
GTID:2246330395998517Subject:Civil and Commercial Law
Abstract/Summary:PDF Full Text Request
In financial market, securities companies have an important role. In recent years, securities companies obtained a rapid promotion in the management level and profit ability of the, which improve financial market of China and make use of resources effectively. But the history of China’s securities market is not long, securities companies must encounter some problems and have huge risk, more securities companies have been disposed because of operation failure. For a long time, securities companies do not have a reasonable bankruptcy rules. Therefore, not only it makes use of resources abnormally, but also affects the thousands of investors’interests.The text contains four parts. The first part introduces the meaning of investors, and describes the types of exit model and the securities investor rights. The second chapter clarifies China’s current situation and problems about the investor protection when securities companies exit. The third chapter introduces advanced foreign legislative experience, discussed our country securities investor about protection system, improve the legal system of the securities company withdrawal, improve investor protection fund system and introduce of securities class action system. The fourth chapter analyses of the specific measures from the sound management and information disclosure aspects.
Keywords/Search Tags:Investor, Securities companies, Protection fund, Securities regulation
PDF Full Text Request
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