Securities Company Asset Management Business And SMEs Financing

Asset management business of securities companies, refers to the customer as the client, the securities company as the customer asset trustees and managers, according to securities company signed with the customer asset management contract mode, conditions, requirements and restrictions, operation management of clients’assets, securities and other financial products to provide investment management services for clients behavior. On one hand, after the2012Innovation Conference under the background of the rapid development of financial innovation, asset management business of securities companies, as of the end of2013brokers endowment pipe scale has reached$5.19. On the other hand, because of the small and medium-sized enterprise is easily affected by the environment, lack of collateral, debt capacity is limited, its debt and equity to attract the attention of investors, small and medium-sized Enterprise Inc governance structure is not perfect, the financial system is not perfect, can not provide financial statements and information data integrity for banks, brokerage and other financial institutions, resulting in the financing of small and medium-sized enterprises, financing, financing environment is not optimistic about the short term difficulties.Asset management business of securities companies, in essence is the organic integration of the supply of financial products, close to the demand side in the market, by the securities company as an intermediary, to guide the flow of the assets in the financial market, the demand and supply of related transactions, better coordination, make the investment and demand to adapt.Securities companies financing to support the traditional China small business, mainly the NEEQ listed equity, debt of small and medium-sized enterprises private debt, loan business, but these are inevitable to face a problem-funds. This article through to the asset management business development of the securities company, in the GZ securities company as an example, the asset management business to support small and medium-sized enterprise financing for SWOT analysis, and in the context of financial innovation, asset management business solutions, product innovation solution to find the asset management business of securities companies to support the financing of small and medium enterprises. GZ securities company can according to the asset management business innovation policy, the innovative design of the asset management business, the asset management business and private debt, the small and medium-sized enterprise NEEQ, small loan companies, entrust loan financing the traditional combination, provide strong financial support. At the same time, for the innovative design of the asset management products, require strict wind control measures, and called for the regulatory departments in the business policy of asset management of securities companies, securities companies to give more space. Combined with the asset management business of financing of small and medium sized enterprises, to a certain extent, to help small and medium-sized enterprise financing, is conducive to promoting the healthy development of small and medium enterprise in China.