Securities Assets Management Business Development Problems And Countermeasures

From a global perspective,the asset management industry is the largestthe financial services industry of the world and is the one of the fastest growing industry. The asset management industry in China starts late, but based on some aspect of its development is relatively quickly. From brokers to fulfil market risk management functions, to create the inherent requirement of securities trader’s key competitiveness and the other is from the huge market demand for wealth management and service of the real economy. And brokers in the face of industry competition intensifies, the inevitable response after a decline in margins. Therefore, to strengthen the research of the asset management business of securities companies facing problem, establish risk control mechanism, improve the development environment, enhance core competitiveness, to promote the long-term healthy development of the securities assets management business of far-reaching significance.The purpose of this paper is to study securities information technology business development, aiming at the problems in the process of conducting, puts forward possible solutions, in order to promote the development of our country securities assets management business better. First introduced in this paper about the development of the securities assets management business background, concept, classification, key points of business, and brokers information industry development of our country at present.. Then, this paper expounds the brokerages pipe segment the problems existing in the development of our country, such as the securities assets management business scale is relatively small, increasing structural imbalances and innovation ability is still inadequate, channel business accounts for larger, information technology business transformation pressure, risk control ability is insufficient, compliance management needs to be improved. Finally, aiming at the existing problem of brokers information technology business, from a macro level is put forward to further deregulation, fair and loose environment for securities assets management business, relax regulatory standards to further strengthen supervision of consistency. Brokers to continuously improve their innovation ability, and strengthen the management ability, improve the risk management mechanism, strengthen risk control, improve product distribution and exit the asset management system, promote the market structure optimization.